Most Frequently asked MySQL Interview Questions and Answers

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at 07 Jan, 2025

Question: What is a deadlock in MySQL?

Answer:

A deadlock in MySQL occurs when two or more transactions are blocked, each waiting for the other to release locks on resources (such as rows or tables). This creates a circular dependency, where no transaction can proceed because each transaction is holding a lock that the others need.

Deadlocks typically happen in situations where transactions involve multiple tables or rows, and each transaction holds a lock on a resource that the other transaction requires, but neither can release the lock until it gets the resource from the other transaction.


How Deadlocks Happen:

  1. Transaction A locks Resource 1 and waits for Resource 2 to be released.
  2. Transaction B locks Resource 2 and waits for Resource 1 to be released.
  3. Both transactions are now stuck in a circular wait for each other, and neither can proceed.

Example of a Deadlock:

Assume there are two tables: orders and customers.

  • Transaction 1:

    1. Starts by updating a record in the orders table (acquires a lock on orders).
    2. Then it attempts to update a record in the customers table (but the customers table record is locked by Transaction 2).
  • Transaction 2:

    1. Starts by updating a record in the customers table (acquires a lock on customers).
    2. Then it attempts to update a record in the orders table (but the orders table record is locked by Transaction 1).

Now both transactions are waiting for each other to release the lock on the table that they need, creating a deadlock.


How MySQL Handles Deadlocks:

  1. Detection: MySQL’s InnoDB storage engine detects deadlocks during the execution of SQL transactions. If InnoDB detects that two or more transactions are involved in a deadlock, it will automatically choose one of the transactions to roll back (abort) to break the deadlock. The rollback allows the other transaction to proceed and frees up the locked resources.

  2. Rollback: MySQL will rollback one of the transactions, and this transaction will receive an error message indicating a deadlock. The rolled-back transaction can be retried by the application.

  3. Error Message: When a deadlock occurs, MySQL will return an error like this:

    ERROR 1213 (40001): Deadlock found when trying to get lock; try restarting transaction

Deadlock Detection Algorithm in MySQL:

  • MySQL uses a wait-for graph approach to detect deadlocks. This graph keeps track of which transactions are waiting for which locks. If a cycle is detected (i.e., if a transaction is waiting for a lock held by another transaction, and that transaction is waiting for the first transaction), a deadlock is declared.

  • MySQL attempts to minimize the impact of deadlocks by using transaction priority. The transaction that has been executing for the shortest time is usually chosen to be rolled back, as it is considered the least expensive to terminate.


How to Avoid Deadlocks:

  1. Access Resources in a Consistent Order: Ensure that all transactions access tables and rows in the same order. For example, always acquire locks on orders before customers in all transactions.

  2. Keep Transactions Short: Reduce the duration of transactions by performing operations quickly. The longer a transaction holds locks, the higher the chance of encountering a deadlock.

  3. Use SELECT FOR UPDATE Carefully: This command locks rows, which may lead to deadlocks if multiple transactions try to lock the same set of rows in different orders.

  4. Lower Isolation Level: Consider using a lower isolation level such as READ COMMITTED or READ UNCOMMITTED, which might reduce the chances of deadlocks by allowing more concurrency. However, be aware that this may introduce other issues like dirty reads or non-repeatable reads.

  5. Retry Logic: When deadlocks occur, implement retry logic in your application. When a transaction is rolled back due to a deadlock, the application can automatically retry the transaction after a short delay.

  6. Optimize Queries: Try to optimize queries to reduce the time transactions hold locks. Ensure that indexes are used efficiently and queries are as fast as possible.

  7. Monitor Deadlocks: Regularly monitor your database for deadlocks using the SHOW ENGINE INNODB STATUS command. This will provide detailed information about the last deadlock and help you identify the transactions involved.

    Example:

    SHOW ENGINE INNODB STATUS;

Deadlock Example in SQL:

Let’s consider two transactions that could cause a deadlock:

  • Transaction 1:

    START TRANSACTION;
    UPDATE orders SET status = 'shipped' WHERE order_id = 1;
    -- Locks the orders table
    UPDATE customers SET balance = balance - 100 WHERE customer_id = 1;
    -- Waits for the customers table lock
    COMMIT;
  • Transaction 2:

    START TRANSACTION;
    UPDATE customers SET balance = balance - 200 WHERE customer_id = 1;
    -- Locks the customers table
    UPDATE orders SET status = 'shipped' WHERE order_id = 1;
    -- Waits for the orders table lock
    COMMIT;

Both transactions are now waiting on the other to release a lock, resulting in a deadlock.


Conclusion:

A deadlock in MySQL occurs when two or more transactions cannot proceed because each is waiting on the other to release a lock. MySQL automatically detects deadlocks and resolves them by rolling back one of the transactions. To prevent deadlocks, it’s important to design your transactions carefully, ensure they access resources in a consistent order, and implement retry logic to handle deadlocks gracefully.

Question: What is the EXPLAIN keyword in MySQL?

Answer:

The EXPLAIN keyword in MySQL is a powerful tool used to analyze and understand how MySQL executes a query. It provides detailed information about the query execution plan, which helps you identify bottlenecks, optimize performance, and ensure that the query is using indexes effectively.

When you use the EXPLAIN keyword before a SELECT, DELETE, INSERT, or UPDATE statement, MySQL shows the execution plan, describing how the query is executed, how tables are accessed, and in what order.

How EXPLAIN Works:

When you prepend EXPLAIN to a query, MySQL provides a detailed output with columns that describe how it will execute the query. These columns include information about the order of operations, the tables accessed, and the type of joins or scans performed.

Example:

EXPLAIN SELECT * FROM employees WHERE department_id = 10;

The output will contain a variety of information about the query execution plan.


Key Columns in EXPLAIN Output:

Here’s a breakdown of the key columns in the output of the EXPLAIN command:

  1. id:

    • This column shows the sequence number of the query operations, which is useful when dealing with subqueries. A higher id represents a subquery executed later in the query process.

    Example:

    • 1: Represents the outer query.
    • 2: Represents a subquery within the outer query.
  2. select_type:

    • Describes the type of query being executed. This can include:
      • SIMPLE: A simple query without subqueries.
      • PRIMARY: The outermost query in a complex query.
      • UNION: A query that is part of a UNION operation.
      • SUBQUERY: A subquery in the FROM clause.
      • DERIVED: A subquery in the FROM clause, treated as a derived table.
  3. table:

    • The name of the table that MySQL is accessing or scanning at that step of the query.
  4. type:

    • The type of join or table scan that MySQL uses to retrieve the data. This is a critical column for performance optimization. The types range from most efficient to least efficient:
      • const: The table has only one matching row (best performance).
      • eq_ref: Each row from the previous table matches exactly one row from the current table.
      • ref: The query uses an index, but there may be multiple rows that match.
      • range: MySQL will search within a given range of index values.
      • index: A full index scan is performed (not ideal).
      • ALL: A full table scan is used (worst performance).
  5. possible_keys:

    • Lists the indexes that could potentially be used for the query, but MySQL may not necessarily use them. It’s useful for understanding whether MySQL is considering the right indexes for a query.
  6. key:

    • The actual index that MySQL chooses to use for the query, if any. If this value is NULL, it means no index is used.
  7. key_len:

    • The length of the index that MySQL uses. This gives an idea of how much of the index is being used in the query.
  8. ref:

    • Shows which column or constant is being compared to the index. If the value is NULL, it indicates that MySQL is performing a full scan.
  9. rows:

    • The estimated number of rows that MySQL will need to scan to fulfill the query. A higher number suggests a less efficient query.
  10. Extra:

    • Provides additional information about the query execution, such as:
      • Using index: Indicates that a covering index is used (which means all the required data is available in the index, so the table itself isn’t scanned).
      • Using where: Indicates that MySQL applied a WHERE clause to filter results.
      • Using temporary: Indicates that a temporary table is used (often a sign of inefficient queries).
      • Using filesort: Indicates that MySQL needs to sort the data manually, which can be slower than using an index.

Example of EXPLAIN Output:

For the query:

EXPLAIN SELECT * FROM employees WHERE department_id = 10;

You might get an output like:

idselect_typetabletypepossible_keyskeykey_lenrefrowsExtra
1SIMPLEemployeesrefdept_idxdept_idx4const10Using where

Explanation of the Example:

  • id: 1 indicates that this is the first (and only) operation of the query.
  • select_type: SIMPLE means this is a straightforward query with no subqueries.
  • table: The query is accessing the employees table.
  • type: ref indicates that MySQL is using an index on the department_id column to retrieve the matching rows.
  • possible_keys: The dept_idx index is a candidate for use.
  • key: MySQL is using the dept_idx index.
  • key_len: The index is 4 bytes long, meaning it uses the department_id column in the index.
  • ref: const means that MySQL is matching the department_id column against a constant value (10).
  • rows: MySQL estimates that it will need to scan 10 rows to satisfy the query.
  • Extra: Using where indicates that MySQL is applying a WHERE clause to filter the results.

Using EXPLAIN for Query Optimization:

  • Check for Full Table Scans: Look for the ALL type in the type column, which suggests that MySQL is performing a full table scan. Full table scans can be inefficient, especially for large tables, and may indicate that indexes are missing or queries are not optimized.

  • Check for Index Usage: The key column tells you which index is used. If no index is being used and the possible_keys column suggests that there are indexes available, it could mean that the query is written in a way that prevents MySQL from using them efficiently.

  • Identify Expensive Operations: The rows column shows how many rows MySQL needs to scan. A high number of rows could indicate that the query is not optimized and may need indexing or other optimizations to improve performance.

  • Look for Using temporary or Using filesort: These flags in the Extra column indicate that MySQL is using a temporary table or performing manual sorting. Both operations can be expensive and should be avoided or optimized if possible.


Conclusion:

The EXPLAIN keyword in MySQL is a diagnostic tool used to analyze how a query will be executed by the MySQL engine. By examining the output of EXPLAIN, you can identify potential performance issues, such as full table scans, missing indexes, inefficient joins, or the need for sorting. Optimizing queries based on the EXPLAIN output is essential for improving the speed and efficiency of your database.

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